Assisting Developmentally Disabled Adults in Brooklyn for Over 50 Years!

Section NamePage
I. Overview of Compliance Plan 2
II. Elements of the Compliance Program 3
III. Definitions 4
IV. Healthcare Laws and Statement of Policy 5
V.

Corporate Compliance Policy

  • Employees Code of Conduct
  • Conflict of Interest Policy Statement
  • Employee Conflict of Interest Policy (Amended)
  • Exclusion Screening
6
VI.

Compliance Program Oversight

  • The Role of the Compliance Officer                                                        
  • The Structure, Duties and Role of the Compliance Committees              
7
VII. Education and Training 8
VIII. Effective Confidential Communication 9
IX. Enforcement of Compliance Standards 10
X. Auditing and Monitoring of Compliance Activities 11
XI. Detection and Response                                                                                         12
XII. Whistleblower Provisions and Protections                                                         
(Non-Intimidation/Non-Retaliation)
13
XIII. Health Insurance Portability and Privacy Act (HIPAA) Compliance 14

Compliance Forms

FORM A Conflict of Interest Affirmation
A-1 Directors and Officers
A-2 Employees

FORM B Compliance Training Acknowledgement

Compliance Officers and Executive Directors-Contact Information

15
 

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